Corporate Compliance – Risk Specialist

Requirements:

• Essential - professional experience in the compliance, risk or internal audit department an investment management company or comparable organization (e.g. custodian or bank)
• Functional knowledge of Compliance and AML framework and investment management company regulatory requirements is an asset
• Competent, business fluent and assertive appearance is a key skill
• Proficient in MS Office
• Of advantage - technical affinity and proficiency in conventional information systems
• Very good knowledge of English is mandatory
• Good knowledge of German would be an asset
• Ability to work independently, to problem solve and spot issues proactively

We offer:

Responsibilities:

• Support in creation, manage and execute cross-divisional risk analysis in the areas of Compliance, AML and Fraud
• Conduct comprehensive ongoing and forward-looking assessments of the firm's Compliance and AML risks
• Conduct detailed audit-like testing activities (monitoring activities) on the internal control system. Evaluation of the design and operating effectiveness of key controls in the control environment and detailed analysis of completeness / accuracy/ quality of data
• Use data analytics to better assess inherent risks and challenge risk assessments and adequacy of control environment during monitoring activities
• Communicate deficits, verbally and through written reports, for senior management at local and group levels
• Develop and maintain relationships in the whole company